Zhang, Shang (SFC:BIO049) 張尚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2016-11-18 | 2019-09-27 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2020-12-10 | Rep | Dealing in securities | 2020-12-10 |
| 3 | CMB International Capital Limited | Rep | Advising on corporate finance | 2019-10-22 | 2020-11-20 | Rep | Dealing in securities | 2019-12-04 | 2020-11-20 |
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