He, Yuan (SFC:BRB787) 何源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2021-10-22 | Rep | Advising on securities | 2021-10-22 | Rep | Dealing in securities | 2021-10-22 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-04-21 | 2021-07-23 | Rep | Advising on securities | 2021-04-21 | 2021-07-23 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2021-04-21 | 2021-07-23 | Rep | Dealing in securities | 2021-04-21 | 2021-07-23 |
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