Li, Ming (SFC:BQW734) 李明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central International Securities Limited | RO | Advising on securities | 2024-03-21 | RO | Dealing in securities | 2024-03-21 |
| 2 | Dingxin (Securities) Limited | RO | Asset management | 2022-09-20 | 2023-09-29 | Rep | Advising on securities | 2023-01-31 | 2023-05-12 | Rep | Dealing in securities | 2023-01-31 | 2023-05-12 | RO | Advising on securities | 2023-05-12 | 2023-09-29 | RO | Dealing in securities | 2023-05-12 | 2023-09-29 |
| 3 | JQ Securities (Hong Kong) Limited | Rep | Advising on securities | 2021-04-22 | 2021-10-11 | Rep | Asset management | 2021-04-22 | 2021-10-11 | Rep | Dealing in securities | 2021-04-22 | 2022-09-02 | RO | Advising on securities | 2021-10-11 | 2022-09-02 | RO | Asset management | 2021-10-11 | 2022-09-02 |
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