Lee, Yan Lam (SFC:BHP426) 李欣霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bosen Asset Management Limited | Rep | Advising on securities | 2016-11-25 | 2020-07-01 | Rep | Asset management | 2016-11-25 | 2020-07-01 |
| 2 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2020-09-29 | 2020-11-13 | Rep | Asset management | 2020-09-29 | 2020-11-13 | RO | Advising on securities | 2020-11-13 | 2022-05-25 | RO | Asset management | 2020-11-13 | 2022-05-25 | RO | Dealing in securities | 2020-11-13 | 2022-05-25 |
| 3 | Star Sky Investment Holdings Limited | RO | Asset management | 2022-05-26 | 2023-11-14 | Rep | Asset management | 2023-11-14 | 2024-05-17 |
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