Ng, Chung (SFC:BEW671) 伍聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2019-01-30 | 2024-02-09 | Rep | Dealing in securities | 2021-11-01 | 2024-02-09 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2021-11-01 | 2024-02-09 |
| 3 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2016-11-25 | 2018-12-18 | Rep | Advising on securities | 2016-11-25 | 2018-12-18 | Rep | Dealing in securities | 2016-11-25 | 2018-12-18 |
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