Tam, Ka Hong (SFC:BIQ325) 譚家康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADS Securities Hong Kong Limited | Rep | Dealing in securities | 2018-02-26 | 2018-10-02 | Rep | Advising on securities | 2018-03-15 | 2018-10-02 | Rep | Dealing in futures contracts | 2018-03-15 | 2018-10-02 | Rep | Leveraged foreign exchange trading | 2018-03-15 | 2018-10-02 |
| 2 | All Out Life Limited | Rep | Dealing in securities | 2020-05-06 | 2020-10-12 | Rep | Advising on securities | 2020-05-06 | 2020-11-30 | Rep | Asset management | 2020-05-06 | 2020-11-30 | RO | Dealing in securities | 2020-10-12 | 2020-11-30 |
| 3 | CASH Wealth Management Limited | Rep | Advising on securities | 2019-07-15 | 2019-11-12 | Rep | Asset management | 2019-08-15 | 2019-11-12 |
| 4 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2019-07-15 | 2019-11-12 |
| 5 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-15 | 2019-11-12 |
| 6 | Eddid Securities and Futures Limited | Rep | Advising on securities | 2018-11-02 | 2019-05-31 | Rep | Dealing in futures contracts | 2018-11-02 | 2019-05-31 | Rep | Dealing in securities | 2018-11-02 | 2019-05-31 | Rep | Leveraged foreign exchange trading | 2019-01-04 | 2019-05-31 | Rep | Advising on futures contracts | 2019-02-19 | 2019-05-31 |
| 7 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2016-11-28 | 2018-01-31 |
| 8 | Tongjin Securities Limited | RO | Advising on securities | 2021-12-07 | 2024-02-21 | RO | Dealing in securities | 2021-12-07 | 2024-02-21 |
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