Miao, Di (SFC:BRC197) 苗地
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Asset Management (Hong Kong) Co., Limited | RO | Advising on securities | 2021-11-24 | RO | Asset management | 2021-11-24 |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2021-04-28 | |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2021-04-28 | 2021-11-24 | RO | Dealing in securities | 2021-11-24 |
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