Zhuang, Yinyin 庄茵茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2020-09-17 | 2021-08-06 | Rep | Asset management | 2020-09-17 | 2021-08-06 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-09-17 | 2021-08-06 |
| 3 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2020-07-16 | 2020-07-30 |
| 4 | Mason Securities Limited | Rep | Advising on securities | 2016-11-30 | 2020-07-30 | Rep | Dealing in securities | 2016-11-30 | 2020-07-30 | Rep | Asset management | 2017-05-10 | 2020-07-30 | Rep | Advising on corporate finance | 2017-09-01 | 2018-06-22 |
| 5 | OCI Asset Management Company Limited | Rep | Dealing in securities | 2021-08-27 | 2021-10-05 | Rep | Advising on securities | 2021-08-27 | 2022-07-28 | Rep | Asset management | 2021-08-27 | 2022-07-28 | RO | Dealing in securities | 2021-10-05 | RO | Advising on securities | 2022-07-28 | RO | Asset management | 2022-07-28 |
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