Xia, Yang (SFC:BIR052) 夏揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Limited | Rep | Advising on corporate finance | 2016-12-01 | 2017-06-16 | Rep | Dealing in securities | 2016-12-01 | 2017-06-16 | Rep | Advising on corporate finance | 2018-04-04 | 2020-10-23 | Rep | Dealing in securities | 2018-04-04 | 2020-10-23 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-08-23 | 2023-11-26 | Rep | Advising on securities | 2021-08-23 | 2023-11-26 | Rep | Dealing in securities | 2021-08-23 | 2023-11-26 |
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