Gu, Hanyu 顧寒宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Limited | Rep | Advising on corporate finance | 2016-12-07 | 2019-08-30 | Rep | Dealing in securities | 2016-12-07 | 2019-08-30 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-11-04 | 2023-09-29 | Rep | Dealing in securities | 2019-11-04 | 2023-09-29 | Rep | Advising on securities | 2019-11-29 | RO | Advising on corporate finance | 2023-09-29 | RO | Dealing in securities | 2023-09-29 |
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