Wang, Xuan (SFC:BIN334) 王瑄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2021-10-28 | 2022-06-17 | Rep | Advising on securities | 2021-12-03 | 2022-06-17 |
2 | CLSA LIMITED | Rep | Dealing in securities | 2018-09-12 | 2021-07-07 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-12-15 | 2018-08-24 |
4 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2022-09-01 | Rep | Dealing in securities | 2022-09-01 |
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