Liu, Alan Ka Lun 廖嘉麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Advising on securities | 2016-12-16 | 2021-08-08 | Rep | Dealing in securities | 2016-12-16 | 2021-08-08 | Rep | Advising on securities | 2022-08-01 | Rep | Dealing in securities | 2022-08-01 |
| 2 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2021-09-17 | 2021-11-21 | Rep | Dealing in securities | 2021-09-17 | 2021-11-21 |
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