Li, Li (SFC:BHM430) 李勵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Basis Asset Management Limited | Rep | Advising on securities | 2024-04-15 | 2024-04-23 | Rep | Asset management | 2024-04-15 | 2024-04-23 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2021-05-18 | 2021-09-30 | Rep | Dealing in securities | 2021-05-18 | 2021-09-30 |
| 3 | Vered Asset Management Limited | Rep | Advising on securities | 2022-03-28 | 2022-05-17 | RO | Advising on securities | 2022-05-17 | 2023-10-16 | RO | Asset management | 2022-05-17 | 2023-10-16 |
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