Yang, Huai Wei 楊懷瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2024-02-06 | |
| 2 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2021-05-18 | 2021-06-25 | Rep | Dealing in securities | 2021-05-18 | 2021-06-25 |
| 3 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-07-19 | 2023-11-01 | Rep | Advising on securities | 2021-07-19 | 2023-11-01 | Rep | Dealing in securities | 2021-07-19 | 2023-11-01 |
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