Shang, Quanxi 尚泉汐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2016-12-21 | 2017-05-26 |
| 2 | PHILIPPA HUCKLE GROUP LIMITED (THE) | Rep | Advising on securities | 2023-06-28 | 2023-06-30 | Rep | Asset management | 2023-06-28 | 2023-06-30 | RO | Advising on securities | 2023-06-30 | RO | Asset management | 2023-06-30 |
| 3 | QIAN LONG ASSETS MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2018-10-15 | 2021-04-30 | Rep | Asset management | 2018-10-15 | 2021-04-30 | RO | Advising on securities | 2021-04-30 | 2022-11-07 | RO | Asset management | 2021-04-30 | 2022-11-07 |
| 4 | Standard International Asset Management Limited | Rep | Advising on securities | 2022-12-28 | 2023-02-21 | Rep | Asset management | 2022-12-28 | 2023-02-21 | RO | Advising on securities | 2023-02-21 | 2023-03-28 | RO | Asset management | 2023-02-21 | 2023-03-28 |
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