Chen, Yifei (SFC:BIU909) 陳伊菲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-01-18 | 2021-09-01 | Rep | Advising on securities | 2021-03-31 | 2021-09-01 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2021-01-18 | 2021-09-01 | Rep | Advising on securities | 2021-03-31 | 2021-07-22 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-11-01 | 2023-08-08 | Rep | Advising on securities | 2021-11-01 | 2023-08-08 | Rep | Dealing in securities | 2021-11-01 | 2023-08-08 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-12-21 | 2017-04-19 | Rep | Advising on securities | 2016-12-21 | 2017-04-19 | Rep | Dealing in securities | 2016-12-21 | 2017-04-19 |
| 5 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-11-07 | 2020-11-26 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-07 | 2020-11-26 |
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