Wu, Yi Chen (SFC:BIN766) 吳乙辰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Nova Capital Management Limited | Rep | Advising on securities | 2016-12-21 | 2019-06-24 | Rep | Asset management | 2016-12-21 | 2019-06-24 |
| 2 | SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-11-25 | 2021-10-28 | Rep | Asset management | 2019-11-25 | 2021-10-28 | RO | Advising on securities | 2021-10-28 | RO | Asset management | 2021-10-28 |
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