Sze, Ka Wo 施嘉和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CARLYON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2024-11-04 | 2024-12-04 | Rep | Asset management | 2024-11-04 | 2024-12-04 | RO | Advising on securities | 2024-12-04 | RO | Asset management | 2024-12-04 |
| 2 | CARLYON SECURITIES LIMITED | RO | Dealing in securities | 2024-12-04 | |
| 3 | China Vered Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-12-22 | 2020-03-17 | Rep | Asset management | 2016-12-22 | 2020-03-17 |
| 4 | China Vered Securities Limited | Rep | Dealing in securities | 2016-12-22 | 2020-03-17 |
| 5 | LeZi Capital Limited | Rep | Asset management | 2020-04-24 | 2020-05-06 | RO | Asset management | 2020-05-06 | 2020-12-08 |
| 6 | OSL Asset Management Limited | RO | Advising on securities | 2023-04-25 | 2024-04-02 | RO | Asset management | 2023-04-25 | 2024-04-02 | RO | Dealing in securities | 2023-04-25 | 2024-04-02 |
| 7 | OSL Digital Securities Limited | Rep | Dealing in securities | 2022-09-22 | 2023-04-17 |
| 8 | Wisdom Bright Asset Management Limited | Rep | Asset management | 2021-04-29 | 2021-06-23 | RO | Advising on securities | 2021-06-23 | 2022-07-30 | RO | Asset management | 2021-06-23 | 2022-07-30 | RO | Dealing in securities | 2021-09-10 | 2022-07-30 |
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