Lau, Shuk Ting (SFC:BIT843) 劉淑婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-04-04 | 2020-06-21 | Rep | Dealing in securities | 2019-04-04 | 2020-06-21 | Rep | Asset management | 2019-04-30 | 2020-06-21 |
2 | CPIC Investment Management (H.K.) Company Limited | Rep | Advising on securities | 2020-07-23 | 2022-07-01 | Rep | Asset management | 2020-07-23 | 2022-07-01 |
3 | GF International Investment Management Limited | Rep | Advising on securities | 2016-12-28 | 2019-03-08 | Rep | Dealing in securities | 2016-12-28 | 2019-03-08 |
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