Bi, Xiaoxia 畢曉夏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2017-01-03 | 2018-09-10 |
| 2 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2017-01-03 | 2018-09-10 |
| 3 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Dealing in securities | 2017-01-03 | 2018-09-10 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2018-09-20 | 2022-02-03 |
| 5 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2018-09-20 | 2022-02-03 |
| 6 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2020-07-31 | 2022-02-03 |
| 7 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2020-07-31 | 2022-02-03 |
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