To, Yuen Ting (SFC:BIS544) 陶婉婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Enterprise Securities Company Limited | Rep | Dealing in securities | 2017-01-04 | 2017-03-31 |
| 2 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-09-18 | 2021-04-07 | Rep | Asset management | 2018-09-18 | 2021-04-07 | Rep | Dealing in securities | 2018-09-18 | 2021-04-07 |
| 3 | Oakwise Capital Management Limited | Rep | Advising on securities | 2021-12-02 | 2022-05-15 | Rep | Asset management | 2021-12-02 | 2022-05-15 |
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