Kuo, Shu Chen (SFC:BIV833) 郭淑貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on futures contracts | 2017-01-04 | 2017-07-01 |
| 2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2017-01-04 | 2017-07-01 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2017-01-04 | 2017-07-01 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2017-01-04 | 2017-07-01 |
| 5 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-12-12 | 2021-01-01 |
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