Lee, Yin Wa 李妍慧

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Bluemount Asset Management Limited Rep Asset management 2017-01-05 2017-08-01
2 Bluemount Securities Limited Rep Advising on securities 2017-01-05 2017-08-01
Rep Dealing in securities 2017-01-05 2017-08-01
3 Grand Rich Asset Management Limited Rep Asset management 2020-06-15 2020-11-30
4 Grand Rich Securities Limited Rep Advising on securities 2019-03-18 2020-11-30
Rep Dealing in securities 2019-03-18 2020-11-30
5 TOPPER DRAGON SECURITIES LIMITED Rep Dealing in securities 2017-11-14 2019-03-01

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