Lee, Yin Wa 李妍慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bluemount Asset Management Limited | Rep | Asset management | 2017-01-05 | 2017-08-01 |
| 2 | Bluemount Securities Limited | Rep | Advising on securities | 2017-01-05 | 2017-08-01 | Rep | Dealing in securities | 2017-01-05 | 2017-08-01 |
| 3 | Grand Rich (Hong Kong) International Limited | Rep | Advising on securities | 2019-03-18 | 2020-11-30 | Rep | Dealing in securities | 2019-03-18 | 2020-11-30 |
| 4 | Grand Rich Global Group Limited | Rep | Asset management | 2020-06-15 | 2020-11-30 |
| 5 | Zhong Xiang Securities Limited | Rep | Dealing in securities | 2017-11-14 | 2019-03-01 |
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