Lee, Kai Yee 李啟怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ark Group Holdings (Hong Kong) Limited | Rep | Advising on securities | 2025-05-07 | Rep | Dealing in securities | 2025-05-07 |
| 2 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2021-06-07 | 2022-10-07 |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-06-07 | 2022-10-07 | Rep | Dealing in securities | 2021-06-07 | 2022-10-07 |
| 4 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2023-10-09 | 2024-02-20 | Rep | Dealing in securities | 2023-10-09 | 2024-02-20 |
| 5 | KGI ASIA LIMITED | Rep | Advising on securities | 2024-03-04 | 2024-11-04 | Rep | Dealing in securities | 2024-03-04 | 2024-11-04 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-05-17 | 2024-11-04 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2024-12-06 | 2024-12-16 | Rep | Dealing in securities | 2024-12-06 | 2024-12-16 |
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