Xiao, Xiruo 肖西若
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-01-09 | 2018-11-09 | Rep | Dealing in securities | 2017-01-09 | 2018-11-09 |
| 2 | ABCI Securities Company Limited | Rep | Dealing in securities | 2017-01-09 | 2018-11-09 |
| 3 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-01-18 | 2021-01-12 | Rep | Dealing in securities | 2019-01-18 | 2021-01-12 | Rep | Advising on securities | 2019-02-21 | 2021-01-12 |
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