Tang, Shing Pan 鄧承臏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Advising on securities | 2017-01-09 | 2019-08-19 |
| 2 | BCT Financial Limited | Rep | Dealing in securities | 2017-01-09 | 2019-08-19 |
| 3 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2019-10-02 | 2023-04-11 |
| 4 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2019-10-02 | 2023-04-11 |
| 5 | GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED | Rep | Advising on securities | 2023-11-15 | |
| 6 | GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED | Rep | Dealing in securities | 2023-11-15 |
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