Kwok, Marcus Chun Kue
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-01-09 | 2017-10-14 | Rep | Asset management | 2017-01-09 | 2017-10-14 | Rep | Dealing in securities | 2017-01-09 | 2017-10-14 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-11-08 | Rep | Dealing in securities | 2017-11-08 | Rep | Dealing in futures contracts | 2020-05-07 |
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