Li, Liuxiao 李柳晓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on securities | 2022-05-30 | |
| 2 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2021-06-08 | 2022-04-21 | Rep | Asset management | 2021-06-08 | 2022-04-21 | Rep | Dealing in securities | 2021-06-08 | 2022-04-21 |
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