Liu, Baoshan (SFC:BRH237) 劉保山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-11-30 | 2023-04-27 | Rep | Asset management | 2022-11-30 | 2023-04-27 | Rep | Dealing in securities | 2022-11-30 | 2023-04-27 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-06-15 | 2022-11-11 | Rep | Dealing in securities | 2021-06-15 | 2022-11-11 |
| 3 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2023-11-13 | Rep | Dealing in securities | 2023-11-13 |
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