Lee, Ying Yee
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2017-01-20 | 2017-09-15 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 2017-11-30 | 2018-03-31 | China Securities (International) Corporate Finance Company Limited | Rep | 2018-05-03 | 2019-10-09 |
| 2 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2017-01-20 | 2017-09-15 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 2017-11-30 | 2018-03-31 | China Securities (International) Corporate Finance Company Limited | Rep | 2018-05-03 | 2019-10-09 |
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