Li, Na (SFC:BIY841) 李娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Asset Management Corporation Limited | Rep | Advising on securities | 2017-01-20 | 2018-12-20 | Rep | Asset management | 2017-01-20 | 2018-12-20 |
| 2 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2021-11-09 | 2022-10-19 | Rep | Dealing in securities | 2021-11-09 | 2022-10-19 |
| 3 | Goldhorse Securities Limited | Rep | Advising on securities | 2021-07-15 | 2021-09-10 | Rep | Dealing in securities | 2021-07-15 | 2021-09-10 |
| 4 | Lake Bleu Capital (Hong Kong) Limited | Rep | Asset management | 2020-01-16 | 2020-02-07 |
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