Law, Vanessa (SFC:BIY620) 羅嘉麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citadel Asia Limited | Rep | Asset management | 2023-07-31 | |
| 2 | DWS Investments Hong Kong Limited | Rep | Dealing in futures contracts | 2017-01-20 | 2018-09-07 | Rep | Dealing in securities | 2017-01-20 | 2018-09-07 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2018-10-08 | 2023-06-01 | Rep | Dealing in futures contracts | 2018-10-08 | 2023-06-01 | Rep | Dealing in securities | 2018-10-08 | 2023-06-01 |
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