Lu, Yiwen (SFC:BIY787) 陸懿雯

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2021-04-28
Rep Dealing in securities 2021-04-28
Rep Advising on securities 2021-05-06
2 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2017-01-23 2021-03-10
3 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2017-01-23 2021-03-10

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