Lu, Yiwen (SFC:BIY787) 陸懿雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-04-28 | Rep | Dealing in securities | 2021-04-28 | Rep | Advising on securities | 2021-05-06 |
2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-01-23 | 2021-03-10 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-01-23 | 2021-03-10 |
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