Kerrigan, Daniel Burke
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SBI Securities (Hong Kong) Limited | RO | Advising on securities | 2019-01-09 | 2020-06-30 | Swiss-Asia Asset Management (HK) Limited | Rep | 2020-09-25 | 2021-11-05 |
| 2 | Swiss-Asia Asset Management (HK) Limited | Rep | Asset management | 2020-10-19 | 2021-11-05 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-01-25 | 2017-12-01 | Interactive Brokers Hong Kong Limited | Rep | 2021-12-03 |
| 4 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-01-25 | 2017-11-30 | BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 2017-11-30 | 2017-12-01 | SBI Securities (Hong Kong) Limited | RO | 2018-08-16 | 2020-06-30 | Interactive Brokers Hong Kong Limited | Rep | 2021-12-03 |
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