Zhang, Ruizhi (SFC:BIY029) 張銳之
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2017-12-13 | 2019-02-14 |
| 2 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2019-04-16 | |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-01-26 | 2017-07-14 |
| 4 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-01-26 | 2017-07-14 | SMBC Nikko Securities (Hong Kong) Limited | Rep | 2017-10-27 | 2019-02-14 |
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