Yuen, Ka Lun 袁嘉麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Markets Limited | Rep | Advising on securities | 2021-07-19 | 2021-09-29 | Rep | Asset management | 2021-07-19 | 2021-09-29 | Rep | Dealing in securities | 2021-07-19 | 2021-09-29 |
| 2 | FDB Asset Management Limited | Rep | Advising on securities | 2023-09-13 | Rep | Asset management | 2023-09-13 |
| 3 | Forwin Capital Management Limited | Rep | Advising on securities | 2018-07-12 | 2020-08-21 | Rep | Asset management | 2018-07-12 | 2020-08-21 |
| 4 | Forwin Futures Group Limited | Rep | Dealing in futures contracts | 2020-07-29 | 2020-08-21 |
| 5 | Forwin Securities Group Limited | Rep | Dealing in securities | 2018-07-12 | 2020-08-21 |
| 6 | South China Investment Management Limited | Rep | Asset management | 2017-02-01 | 2018-06-01 |
| 7 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2017-02-01 | 2018-06-01 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-01 | 2018-06-01 |
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