Xia, Jiajie 夏嘉杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Asset Management Limited | Rep | Asset management | 2018-08-31 | 2020-03-16 | Rep | Advising on securities | 2018-08-31 | 2021-02-25 | Rep | Dealing in securities | 2018-08-31 | 2021-02-25 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2021-02-09 | 2022-05-28 | Rep | Dealing in securities | 2021-02-09 | 2022-05-28 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2017-02-10 | 2017-06-13 | Rep | Dealing in securities | 2017-02-10 | 2017-06-13 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2022-06-23 | Rep | Dealing in securities | 2022-06-23 |
| 5 | Huarong International Asset Management Limited | Rep | Asset management | 2017-07-18 | 2018-08-16 |
| 6 | Huarong International Securities Limited | Rep | Advising on securities | 2017-07-18 | 2018-08-16 | Rep | Dealing in securities | 2017-07-18 | 2018-08-16 |
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