So, Wai Pui Herbert 蘇偉培
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2017-06-27 | 2019-07-13 | Rep | Asset management | 2017-06-27 | 2019-07-13 | Rep | Dealing in securities | 2017-06-27 | 2019-07-13 |
| 2 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-02-16 | 2019-07-13 | Rep | Asset management | 2017-02-16 | 2019-07-13 | Rep | Dealing in securities | 2017-02-16 | 2019-07-13 |
| 3 | GF International Investment Management Limited | Rep | Asset management | 2019-07-26 | 2019-12-07 | Rep | Dealing in securities | 2019-07-26 | 2019-12-07 |
| 4 | ICBC Asset Management (Global) Company Limited | Rep | Asset management | 2019-12-23 | 2021-11-30 | Rep | Advising on futures contracts | 2020-01-02 | 2021-11-30 | Rep | Advising on securities | 2020-01-02 | 2021-11-30 |
| 5 | ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | Rep | Dealing in securities | 2021-12-16 | 2023-03-09 |
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