Lui, Ho Chuen 呂浩存
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSOP Asset Management Limited | Rep | Advising on securities | 2024-07-31 | 2024-08-30 | Rep | Asset management | 2024-07-31 | 2024-08-30 |
| 2 | First Seafront Asset Management Limited | Rep | Advising on securities | 2025-01-17 | Rep | Asset management | 2025-01-17 | Rep | Dealing in securities | 2025-01-17 |
| 3 | NEXTCORE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-07-13 | 2021-09-20 | Rep | Asset management | 2021-07-13 | 2021-09-20 |
| 4 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2021-10-11 | 2024-07-17 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-11-03 | 2024-07-17 |
| 6 | RICHE BRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2024-12-19 | 2025-01-06 | Rep | Asset management | 2024-12-19 | 2025-01-06 |
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