Xu, Lu (SFC:BJC558) 徐璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-02-22 | 2019-02-01 | Rep | Advising on securities | 2017-02-22 | 2019-02-01 | Rep | Dealing in securities | 2017-02-22 | 2019-02-01 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-09-29 | 2023-11-17 | Rep | Advising on securities | 2021-09-29 | 2023-11-17 | Rep | Dealing in securities | 2021-09-29 | 2023-11-17 |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-01-29 | 2021-07-23 | Rep | Advising on securities | 2020-01-29 | 2021-07-23 | Rep | Dealing in securities | 2020-01-29 | 2021-07-23 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-01-29 | 2021-07-23 |
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