Kawasaki, Satsuki
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2017-03-08 | 2018-01-15 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2018-11-09 | 2018-11-17 | Rep | Advising on securities | 2019-03-21 | 2019-03-29 | Rep | Advising on securities | 2019-08-21 | 2019-08-28 | Rep | Advising on securities | 2019-11-15 | 2019-11-21 |
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