Lin, Ying Cheng 林盈成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everglow Investments Manager (Asia) Limited | RO | Advising on securities | 2024-10-31 | RO | Asset management | 2024-10-31 | RO | Dealing in securities | 2024-10-31 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-03-10 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-01-11 | RO | Dealing in securities | 2018-01-11 | 2018-10-19 |
| 3 | KGI Asset Management Limited | Rep | Asset management | 2017-03-10 | 2018-10-19 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-03-10 | 2018-10-19 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-03-10 | 2017-10-02 |
| 6 | YUANTA FUTURES (HK) CO., LIMITED | Rep | Dealing in securities | 2019-11-20 | 2022-02-28 | RO | Asset management | 2021-08-03 | 2022-02-28 |
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