Mo, Zhiyu 莫芝宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-09-21 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2022-09-21 | Rep | Dealing in securities | 2022-09-21 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-06-21 | 2022-09-01 | Rep | Dealing in futures contracts | 2021-06-21 | 2022-09-01 |
| 4 | Mirae Asset Capital (China) Limited | Rep | Advising on securities | 2017-03-10 | 2021-06-09 | Rep | Asset management | 2017-03-10 | 2021-06-09 |
| 5 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-11-13 | 2021-06-09 | Rep | Asset management | 2017-11-13 | 2021-06-09 |
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