Liu, Ricky Wai Kin 廖偉健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2017-03-13 | 2017-03-31 | Rep | Dealing in securities | 2018-01-12 | 2018-01-19 | Rep | Dealing in securities | 2018-09-27 | 2018-10-05 | Rep | Dealing in securities | 2019-05-24 | 2019-06-06 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-03-13 | 2017-03-31 | Rep | Dealing in securities | 2018-01-12 | 2018-01-19 | Rep | Dealing in securities | 2018-09-27 | 2018-10-05 | Rep | Dealing in securities | 2019-05-24 | 2019-06-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy