Au, Chun Tung 區鎮東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INNOVAX CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-03-13 | 2020-10-31 | Rep | Dealing in securities | 2018-02-26 | 2020-10-31 |
| 2 | orientiert XYZ Securities Limited | Rep | Advising on corporate finance | 2021-06-22 | 2022-07-22 | Rep | Dealing in securities | 2021-06-22 | 2022-07-22 | Rep | Advising on securities | 2021-07-22 | 2022-07-22 |
| 3 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2022-08-17 | 2023-06-09 | Rep | Dealing in securities | 2022-08-17 | 2023-06-09 |
| 4 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2020-12-01 | 2021-05-18 | Rep | Dealing in securities | 2020-12-01 | 2021-05-18 |
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