Li, Kaiyan (SFC:BJE837) 李開顏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Pinnacle Equity Management Limited | Rep | Advising on securities | 2020-10-21 | 2022-05-31 | Rep | Asset management | 2020-10-21 | 2022-05-31 |
| 2 | CPIC Investment Management (H.K.) Company Limited | Rep | Advising on securities | 2022-06-27 | Rep | Asset management | 2022-06-27 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-03-14 | 2020-08-24 | Rep | Asset management | 2017-03-14 | 2020-08-24 | Rep | Dealing in securities | 2017-03-14 | 2020-08-24 |
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