Zhang, Zhuowei 張卓為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2019-06-26 | 2021-02-25 | Rep | Advising on corporate finance | 2019-06-26 | 2021-08-07 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2019-06-26 | 2021-08-07 | Rep | Advising on securities | 2019-07-22 | 2021-08-07 |
| 3 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2022-07-27 | Rep | Dealing in securities | 2022-07-27 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2017-03-15 | 2017-11-15 | Rep | Dealing in securities | 2017-03-15 | 2018-04-20 |
| 5 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Dealing in securities | 2018-04-24 | 2019-06-12 | Rep | Advising on corporate finance | 2019-02-27 | 2019-06-12 |
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