Mobley, Amina Erica
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2017-03-17 | 2017-03-25 | Rep | Dealing in securities | 2017-10-16 | 2017-10-20 | Rep | Dealing in securities | 2018-03-13 | 2018-03-16 | Rep | Dealing in securities | 2018-06-01 | 2018-06-07 | Rep | Dealing in securities | 2018-10-29 | 2018-11-02 | Rep | Dealing in securities | 2019-02-25 | 2019-02-28 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-03-17 | 2017-03-25 | Rep | Dealing in futures contracts | 2017-10-16 | 2017-10-20 | Rep | Dealing in futures contracts | 2018-03-13 | 2018-03-16 | Rep | Dealing in futures contracts | 2018-06-01 | 2018-06-07 | Rep | Dealing in futures contracts | 2018-10-29 | 2018-11-02 | Rep | Dealing in futures contracts | 2019-02-25 | 2019-02-28 |
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