Au, Wing Lam (SFC:BRM200) 歐泳琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2022-09-05 | 2023-07-17 | Rep | Dealing in securities | 2022-09-05 | 2023-07-17 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-09-05 | 2023-07-17 |
| 3 | I Win Asset Management Limited | Rep | Advising on securities | 2021-10-27 | 2022-08-08 |
| 4 | I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2021-10-27 | 2022-08-08 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2023-08-04 |
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