Kwan, Ho Yan (SFC:BFW321) 關可人
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2021-12-15 | 2022-09-27 | Rep | Dealing in securities | 2021-12-15 | 2022-09-27 | RO | Advising on securities | 2022-09-27 | 2023-10-17 | RO | Dealing in securities | 2022-09-27 | 2023-10-17 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-12-15 | 2023-10-17 |
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